您的位置:山东大学 -> 科技期刊社 -> 《山东大学学报(理学版)》

《山东大学学报(理学版)》 ›› 2025, Vol. 60 ›› Issue (6): 1-17.doi: 10.6040/j.issn.1671-9352.0.2023.407

• •    

政府补贴和企业履责下平台供应链定价与减排研究

徐兵,杨素芬   

  1. 南昌大学公共政策与管理学院, 江西 南昌 330031
  • 发布日期:2025-06-20
  • 作者简介:徐兵(1972— ),男,教授,博士,研究方向为物流与供应链管理. E-mail:xu_bing99@sina.com
  • 基金资助:
    国家自然科学基金项目(72161028);江西省社会科学基金项目(23GL06);教育部人文社会科学重点研究基地重大项目(17JD790012)

Research on pricing and carbon emission reduction of platform supply chain under government subsidy and corporate social responsibility

XU Bing, YANG Sufen   

  1. School of Public Policy and Administration, Nanchang University, Nanchang 330031, Jiangxi, China
  • Published:2025-06-20

摘要: 针对单个制造商单个平台组成的供应链,假定制造商实施减排策略、平台履行企业社会责任(corporate social responsibility, CSR),政府分别基于制造商减排研发成本和基于低碳产量进行补贴,平台供应链分别采取批发模式和代理模式,构建4种组合情形下制造商与平台之间的Stackelberg博弈模型,求解供应链最优定价和减排决策;基于对比分析研究政府最优补贴策略和平台供应链最优销售模式;通过数值仿真分析两种补贴方式下补贴系数、消费者低碳偏好、平台履行CSR以及低碳推广努力对供应链决策和社会福利等的影响。研究表明:碳减排水平、制造商及供应链总利润、环境改善程度和社会福利水平在代理模式下均高于批发模式;在批发模式下,低碳产品零售价格及平台利润更高。基于产量的补贴策略有利于提高制造商利润,而基于成本的补贴策略对平台利润更有利;从提高碳减排水平、环境改善程度和社会福利水平维度看,政府采用基于减排研发成本的补贴策略最优,但在产量补贴方式模式下社会福利水平提升更显著。

关键词: 政府补贴, 碳减排, 平台销售模式, Stackelberg模型, 企业社会责任

Abstract: Considering the supply chain composed of a single manufacturer and a single platform, where the manufacturer implements the emission reduction strategies and the platform fulfills CSR(corporate social responsibility), the Stackelberg game models between manufacturer and platform are built under four combination cases that the government subsidizes the manufacturer based on the R&D cost for emission reduction and based on the low-carbon production, and the platform supply chain adopts the wholesale mode and the agency mode, respectively, together with the optimal pricing and emission reduction decisions of the supply chain by solving the models. Based on comparative analysis, the optimal subsidy strategy of the government and the optimal sales model of the platform supply chain are obtained. Through numerical simulation, we analyze the impacts of the subsidy coefficient, consumers low-carbon preference, platforms fulfillment of CSR, and low-carbon promotional efforts on the supply chains decision-making and social welfare under the two subsidy modes. The research shows that: the level of carbon emission reduction, the total profit of manufacturers and supply chain, the degree of environmental improvement and the level of social welfare are higher in the agency mode than in the wholesale mode. In the wholesale model, the retail price of low-carbon products and platform profits are higher. The subsidy strategy based on the low-carbon production is more conductive to increasing manufacturers profits, while the strategy based on emission reduction cost is more favorable to platforms profits. From the dimensions of improving the level of carbon emission reduction, the degree of environmental improvement and the level of social welfare, the subsidy strategy based on the R&D cost is optimal strategy of government, and the improvement of the level of social welfare is more significant under the subsidy strategy based on the low-carbon production.

Key words: government subsidies, carbon emission reduction, platform sales mode, stackelberg model, corporate social responsibility

中图分类号: 

  • F273
[1] 杨磊,张琴,张智勇. 碳交易机制下供应链渠道选择与减排策略[J]. 管理科学学报,2017,20(11):75-87. YANG Lei, ZHANG Qin, ZHANG Zhiyong. Channel selection and carbon emissions reduction polices in supply chains with the cap-and-trade scheme[J]. Journal of Management Sciences in China, 2017, 20(11):75-87.
[2] HE P, HE Y, XU H. Channel structure and pricing in a dual-channel closed-loop supply chain with government subsidy[J]. International Journal of Production Economics, 2019, 213:108-123.
[3] 孙书省,浦徐进,韩广华. 考虑线下权力结构的制造商线上销售模式选择研究[J]. 中国管理科学,2019,27(5):119-129. SUN Shuxing, PU Xujin, HAN Guanghua. The strategy of online channels under different offline channel power structures[J]. Chinese Journal of Management Science, 2019, 27(5):119-129.
[4] 卞亦文,程文超. 平台供应链线下渠道策略与运营模式选择研究[J]. 中国管理科学,2022,39:1-26. BIAN Yiwen, CHENG Wenchao. Offline channel strategy and operations model adoption in a platform supply chain[J]. Chinese Journal of Management Science, 2022, 39:1-26.
[5] 栾新凤,康凯,尹洁璇. 考虑产品绿色度的制造商销售模式选择研究[J]. 计算机工程与应用,2023,59(2):280-288. LUAN Xinfeng, KANG Kai, YIN Jiexuan. Research on selection of manufacturers sales mode considering product greenness[J]. Computer Engineering and Applications, 2023, 59(2):280-288.
[6] 方德斌,盛嘉良. 考虑销售服务和服务成本差异的制造商线上销售模式选择研究[J]. 管理学报,2023,20(4):568-577. FANG Debin, SHENG Jialiang. Manufacturers online sales modes selection considering sales service and service cost difference[J]. Chinese Journal of Management, 2023, 20(4):568-577.
[7] 曹裕,易超群,万光羽. 基于制造商网络渠道选择的双渠道供应链定价与服务决策研究[J]. 管理工程学报,2021,35(2):189-199. CAO Yu, YI Chaoqun, WANG Guangyu. Pricing and service strategies of dual-channel supply chain based on manufacturers online channel selection[J]. Journal of Industrial Engineering and Engineering Management, 2021, 35(2):189-199.
[8] WEI J, LU J, ZHAO J. Interactions of competing manufacturers leader-follower relationship and sales format on online platforms[J]. European Journal of Operational Research, 2020, 280(2):508-522.
[9] 聂佳佳,胡元潇. 制造商生产成本结构对其线上销售模式选择的影响[J]. 工业工程,2021,24(3):18-25. NIE Jiajia, HU Yuanxiao. The influence of manufacturers production cost structure on their online sales model selection[J]. Industrial Engineering Journal, 2021, 24(3):18-25.
[10] 李晓静,艾兴政,唐小我. 电子商务环境下交叉竞争供应链的渠道策略研究[J]. 管理学报,2017,14(3):459-465. LI Xiaojing, AI Xingzheng, TANG Xiaowo. Research on channel strategy of cross competition supply chain under the environment of electronic commerce[J]. Chinese Journal of Management, 2017, 14(3):459-465.
[11] 魏杰,舒伯灿,卢静会. 基于电商平台的最优销售模式和退款保证策略研究[J]. 运筹与管理,2022,31(7):213-219. WEI Jie, SHU Bocan, LU Jinghui. The optimal selling format and money-back guarantee strategy based on online platform[J]. Operations Research and Management Science, 2022, 31(7):213-219.
[12] 王文宾,丁军飞. 基于电商平台的混合销售渠道对供应链决策的影响研究[J]. 运筹与管理,2019,28(6):89-97. WANG Wenbin, DING Junfei. Effects of the mixed selling channel based on the ecommerce platform on the decision of a supply chain[J]. Operations Research and Management Science, 2019, 28(6):89-97.
[13] 赵菊,刘龙,王艳,等. 基于电商平台的供应商竞争和模式选择研究[J]. 系统工程理论与实践,2019,39(8):2058-2069. ZHAO Ju, LIU Long, WANG Yan, et al. Research on competition and mode selection of suppliers based on e-commerce platform[J]. Systems Engineering-Theory & Practice, 2019, 39(8):2058-2069.
[14] LIU J, KE H. Firms preferences for retailing formats considering one manufacturers emission reduction investment[J]. International Journal of Production Research, 2021, 59(10):3062-3083.
[15] XU X, HE P, FAN Y. The pricing and carbon abatement decisions of a manufacturer selling with marketplace or reselling mode[J]. International Transactions in Operational Research, 2022, 29(2):1220-1245.
[16] 曹裕,周默亭,胡韩莉. 考虑政府补贴与企业社会责任的两级供应链优化[J]. 中国管理科学,2020,28(5):101-111. CAO Yu, ZHOU Moting, HU Hanli. Secondary supply chain optimization with social responsibility sensitive consumption under government subsidy[J]. Chinese Journal of Management Science, 2020, 28(5):101-111.
[17] MA P, SHANG J, WANG H. Enhancing corporate social responsibility: Contract design under information asymmetry[J]. Omega, 2017, 67:19-30.
[18] BISWAS I, RAJ A, SRIVASTAVA S K. Supply chain channel coordination with triple bottom line approach[J]. Transportation Research Part E: Logistics and Transportation Review, 2018, 115:213-226.
[19] 梁喜,魏光何. 不同CSR投入下闭环供应链回收与减排决策[J]. 计算机集成制造系统,2022,28(12):1-31. LIANG Xi, WEI Guanghe. Recycling and carbon emission reduction decisions of closed-loop supply chain under different corporate social responsibility[J]. Computer Integrated Manufacturing Systems, 2022, 28(12):1-31.
[20] 何建佳,张鑫月. 不同权力结构下考虑CSR的供应链减排决策[J]. 生态经济,2022,38(6):80-91. HE Jianjia, ZHANG Xinyue. Study on emission reduction decisions of supply chain considering CSR under different power structures[J]. Ecological Economy, 2022, 38(6):80-91.
[21] WANG Y, FAN R, SHEN L, et al. Recycling decisions of low-carbon e-commerce closed-loop supply chain under government subsidy mechanism and altruistic preference[J]. Journal of Cleaner Production, 2020, 259:120883.
[22] 曹裕,李青松,胡韩莉. 不同政府补贴策略对供应链绿色决策的影响研究[J]. 管理学报,2019,16(2):297-305. CAO Yu, LI Qingsong, HU Hanli. Research on the influence of different government subsidy strategies on the green decision-making of supply chain[J]. Chinese Journal of Management, 2019, 16(2):297-305.
[23] 温兴琦,程海芳,蔡建湖,等. 绿色供应链中政府补贴策略及效果分析[J]. 管理学报,2018,15(4):625-632. WEN Xinqi, CHENG Haifang, CAI Jianhu, et al. Government subside polices and effect analysis in green supply chain[J]. Chinese Journal of Management, 2018, 15(4):625-632.
[24] 贺勇,陈志豪,廖诺. 政府补贴方式对绿色供应链制造商减排决策的影响机制[J]. 中国管理科学,2022,30(6):87-98. HE Yong, CHEN Zhihao, LIAO Nuo. The impact of mechanism of government subsidy approach on manufacturers decision-making in green supply chain[J]. Chinese Journal of Management Science, 2022, 30(6):87-98.
[25] 张福安,李娜,达庆利,等. 基于两种补贴政策的多元需求闭环供应链低碳减排研究[J]. 中国管理科学,2023,31(10):116-127. ZHANG Fuan, LI Na, DA Qingli, et al. Research on low-carbon emission reduction in a closed-loop supply chain with multiple demands under two subsidy policies[J]. Chinese Journal of Management Science, 2023, 31(10):116-127.
[26] HONG Z, GUO X. Green product supply chain contracts considering environmental responsibilities[J]. Omega, 2019, 83:155-166.
[27] PANDA S, MODAK N M, CÁRDENAS-BARRÓN L E. Coordinating a socially responsible closed-loop supply chain with product recycling[J]. International Journal of Production Economics, 2017, 188:11-21.
[28] XUE J, GONG R, ZHAO L, et al. A green supply-chain decision model for energy-saving products that accounts for government subsidies[J]. Sustainability, 2019, 11(8):2209.
[29] 林志炳. 考虑企业社会责任的绿色供应链定价与制造策略研究[J]. 管理工程学报,2022,36(3):131-138. LIN Zhibing. Research on pricing and manufacturing strategies in a green supply chain considering corporate social responsibility[J]. Journal of Industrial Engineering and Engineering Management, 2022, 36(3):131-138.
[30] 周驰,王艺馨,于静. 批发,代理还是混合?——与自营平台竞争的复合平台销售模式选择策略[J]. 山东大学学报(理学版),2023,58(1):89-100. ZHOU Chi, WANG Yixin, YU Jing. Wholesale, agency or hybrid: sales mode choices of hybrid platform in competition with self-run platform[J]. Journal of Shandong University(Natural Science), 2023, 58(1):89-100.
[1] 郭婷婷,李娜. 规模不经济下考虑企业社会责任投入的闭环供应链回收渠道选择[J]. 《山东大学学报(理学版)》, 2024, 59(9): 42-55.
[2] 李凤,程春龙,郭烨锋. 考虑零售商企业社会责任的低碳供应链政府补贴策略[J]. 《山东大学学报(理学版)》, 2024, 59(1): 85-99.
[3] 刘雪琦,周岩. 外包再制造下考虑政府补贴的闭环供应链网络均衡[J]. 《山东大学学报(理学版)》, 2023, 58(1): 76-88.
[4] 张克勇,张娜. 政府补贴下具互惠偏好的绿色供应链定价与协调[J]. 《山东大学学报(理学版)》, 2022, 57(1): 30-41.
[5] 张克勇,李春霞,姚建明,李江鑫. 政府补贴下具风险规避的绿色供应链决策及协调[J]. 《山东大学学报(理学版)》, 2019, 54(11): 35-51.
[6] 张克勇,李江鑫,姚建明,李春霞. 竞争型零售商具公平敏感性的供应链决策[J]. 山东大学学报(理学版), 2018, 53(9): 83-94.
[7] 程茜,汪传旭,徐朗. 考虑利他偏好的低碳供应链决策[J]. 山东大学学报(理学版), 2018, 53(5): 41-52.
Viewed
Full text


Abstract

Cited

  Shared   
  Discussed   
No Suggested Reading articles found!